Chak Nam Yeung
楊澤南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chak Nam Yeung (楊澤南), a licensed former licensee with CE reference AUC990. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-05-27 | 2025-08-13 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-05-26 | 2025-08-13 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-23 | 2025-08-13 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 9 — Asset management | 2021-04-23 | 2025-08-13 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 9 — Asset management | 2020-01-09 | 2021-02-28 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-30 | 2020-08-25 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
RO | Type 4 — Advising on securities | 2018-11-30 | 2021-02-28 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-11-30 | 2021-02-28 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-20 | 2018-11-30 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-20 | 2018-11-30 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-09-20 | 2018-11-30 |
| Gayang Securities Limited 嘉銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-21 | 2018-08-17 |
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-18 | 2018-06-21 |
| DA International Financial Service Limited 直達國際金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-14 | 2018-05-05 |
| DA International Financial Service Limited 直達國際金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-31 | 2016-06-14 |
| DA International Financial Service Limited 直達國際金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-05-31 | 2018-05-05 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-10-07 | 2016-05-18 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-09 | 2016-05-18 |