Ka Leung Seto

司徒嘉亮
CE No. AXB922 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Leung Seto (司徒嘉亮), a licensed Representative with CE reference AXB922. Currently licensed at 1 firm(s): J.P. Morgan Securities (Far East) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. Total licence records on file: 20.

Licence history

FirmRoleRegulated activityFromTo
J.P. Morgan Securities (Far East) Limited Rep Type 1 - Dealing in securities 2026-05-19 present
J.P. Morgan Securities (Far East) Limited Rep Type 4 - Advising on securities 2026-05-19 present
J.P. Morgan Securities (Far East) Limited Rep Type 6 - Advising on corporate finance 2026-05-19 present
China Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司
RO Type 6 - Advising on corporate finance 2025-06-09 2026-05-14
China Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司
Rep Type 1 - Dealing in securities 2025-04-15 2026-05-14
China Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司
Rep Type 6 - Advising on corporate finance 2025-04-15 2025-06-09
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
RO Type 6 - Advising on corporate finance 2022-08-04 2023-10-13
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities 2022-05-12 2023-10-13
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 6 - Advising on corporate finance 2022-05-12 2022-08-04
CMB International Capital Limited
招銀國際融資有限公司
RO Type 6 - Advising on corporate finance 2018-08-29 2022-04-26
CMB International Capital Limited
招銀國際融資有限公司
Rep Type 1 - Dealing in securities 2017-09-12 2022-04-26
CMB International Capital Limited
招銀國際融資有限公司
Rep Type 6 - Advising on corporate finance 2017-09-12 2018-08-29
CCB International Capital Limited
建銀國際金融有限公司
Rep Type 1 - Dealing in securities 2015-02-16 2017-08-25
CCB International Capital Limited
建銀國際金融有限公司
Rep Type 4 - Advising on securities 2015-02-16 2017-08-25
CCB International Capital Limited
建銀國際金融有限公司
Rep Type 6 - Advising on corporate finance 2015-02-16 2017-08-25
China Securities (International) Corporate Finance Company Limited
中信建投(國際)融資有限公司
Rep Type 1 - Dealing in securities 2014-10-21 2015-01-24
China Securities (International) Corporate Finance Company Limited
中信建投(國際)融資有限公司
Rep Type 6 - Advising on corporate finance 2014-10-21 2015-01-24
Kingsway Capital Limited
滙富融資有限公司
Rep Type 1 - Dealing in securities 2011-03-25 2014-10-10
Kingsway Financial Services Group Limited
滙富金融服務有限公司
Rep Type 1 - Dealing in securities 2011-03-25 2014-10-10
Kingsway Capital Limited
滙富融資有限公司
Rep Type 6 - Advising on corporate finance 2011-03-25 2014-10-10

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