Hung Yan Chow
周雄恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hung Yan Chow (周雄恩), a licensed former licensee with CE reference AQS650. This person has 15.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asian Capital Limited 卓亞融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-05-16 | 2023-09-12 |
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 1 - Dealing in securities | 2022-04-27 | 2023-09-12 |
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-11-19 | 2022-05-16 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-10-06 | 2021-10-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-25 | 2021-10-31 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-25 | 2011-10-06 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-06-21 | 2011-07-28 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-04-30 | 2010-03-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hung Yan Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.