Hung Yan Chow
周雄恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hung Yan Chow (周雄恩), a licensed former licensee with CE reference AQS650. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asian Capital Limited 卓亞融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-05-16 | 2023-09-12 |
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-27 | 2023-09-12 |
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-11-19 | 2022-05-16 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-10-06 | 2021-10-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-25 | 2021-10-31 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-25 | 2011-10-06 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-06-21 | 2011-07-28 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-04-30 | 2010-03-12 |