Morgan Chia-Wen Sze
施家文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Morgan Chia-Wen Sze (施家文), a licensed former licensee with CE reference ANQ330. This person has 14.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Azentus Capital Management Limited | RO | Type 9 - Asset management | 2011-02-21 | 2020-10-06 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-07-11 | 2011-02-16 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 - Dealing in securities | 2006-09-01 | 2011-02-16 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2006-07-14 | 2006-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Morgan Chia-Wen Sze during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.