David James Clark
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David James Clark ( ), a licensed former licensee with CE reference BAF401. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-02-18 | 2021-11-01 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-01-24 | 2021-11-01 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-14 | 2013-01-24 |