Kee Chow Tsui
徐琦洲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kee Chow Tsui (徐琦洲), a licensed former licensee with CE reference AAE212. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Livermore Holdings Limited 利弗莫爾證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-13 | 2021-10-22 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 1 — Dealing in securities | 2010-06-18 | 2017-01-20 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-14 | 2010-06-18 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-08-21 | 2010-06-02 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-19 | 2007-08-21 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-08-09 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-28 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-28 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-05-28 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-28 |