Daniel Burke Kerrigan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Burke Kerrigan ( ), a licensed former licensee with CE reference BIZ540. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-03 | 2026-01-01 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-12-03 | 2026-01-01 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2020-10-19 | 2021-11-05 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2020-09-25 | 2021-11-05 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-01-09 | 2020-06-30 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-16 | 2020-06-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-30 | 2017-12-01 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-25 | 2017-11-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-01-25 | 2017-12-01 |