Yuko Miyauchi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuko Miyauchi ( ), a licensed former licensee with CE reference AWH499. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-04 | 2021-07-30 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-06-04 | 2021-07-30 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-16 | 2020-06-04 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-16 | 2020-06-04 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-17 | 2015-04-11 |