Matthew Henry Pain
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Matthew Henry Pain ( ), a licensed former licensee with CE reference AWS453. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-03 | 2024-08-31 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-03 | 2024-08-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-10 | 2017-03-15 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-13 | 2016-05-20 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-04 | 2016-03-09 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-16 | 2016-02-19 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-16 | 2015-06-18 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-12 | 2014-02-13 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-02-07 | 2012-10-25 |