Hoi Yip Yiu
姚開業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Yip Yiu (姚開業), CE reference BNL488. Currently licensed at 2 firm(s): Haitong International Securities Company Limited, Haitong International Asset Management Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-09-25 | present |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-16 | present |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-10-16 | present |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2020-10-16 | 2025-09-11 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-29 | 2020-03-16 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-29 | 2020-03-16 |
| Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-08-29 | 2019-11-30 |