Ying Cheuk Kwok
郭英卓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Cheuk Kwok (郭英卓), CE reference AKU150. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EBANG SECURITIES INTERNATIONAL (HK) LIMITED 億邦證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-05-31 | 2026-02-17 |
| EBANG CAPITAL (HK) LIMITED 億邦資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-05-31 | 2026-02-17 |
| EBANG CAPITAL (HK) LIMITED 億邦資本(香港)有限公司 |
RO | Type 9 — Asset management | 2023-05-31 | 2026-02-17 |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-02-10 | 2023-05-12 |
| Zijing Capital Limited 紫荊融資有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-10 | 2023-05-12 |
| Zijing Asset Management Limited 紫荊資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-02-10 | 2023-05-05 |
| Zijing Asset Management Limited 紫荊資產管理有限公司 |
RO | Type 9 — Asset management | 2023-02-10 | 2023-05-05 |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-03 | 2023-02-10 |
| Zijing Asset Management Limited 紫荊資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-03 | 2023-02-10 |
| Zijing Asset Management Limited 紫荊資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-01-03 | 2023-02-10 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 4 — Advising on securities | 2021-03-15 | 2022-11-01 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 9 — Asset management | 2021-03-15 | 2022-11-01 |
| Vantum Asset Management Limited 壹號資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-04-18 | 2020-09-01 |
| Vantum Asset Management Limited 壹號資產管理有限公司 |
RO | Type 9 — Asset management | 2017-04-18 | 2020-09-01 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-21 | 2022-11-01 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-02-21 | 2022-11-01 |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-27 | 2016-10-17 |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 4 — Advising on securities | 2016-05-27 | 2016-10-17 |
| Wei Da Asset Management Limited 偉達資產管理有限公司 |
RO | Type 9 — Asset management | 2016-05-27 | 2016-10-17 |
| Longrun Financial Group Limited 朗潤金融集團有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-10-26 | 2015-03-31 |
| Longrun Financial Group Limited 朗潤金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-10-25 | 2012-10-26 |
| LT Securities Limited 利通證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-04-01 | 2012-10-25 |
| LT Securities Limited 利通證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-04-01 | 2012-10-25 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-06 | 2011-01-13 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-06 | 2011-01-13 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-10 | 2008-02-19 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-08-10 | 2008-02-19 |