Boon Peng Ooi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Boon Peng Ooi, a licensed former licensee with CE reference AWA047. This person has 11.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 1 - Dealing in securities | 2019-06-03 | 2023-07-27 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 4 - Advising on securities | 2019-06-03 | 2023-07-27 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 9 - Asset management | 2019-06-03 | 2023-07-27 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 9 - Asset management | 2018-07-23 | 2019-06-03 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 1 - Dealing in securities | 2011-10-18 | 2019-06-03 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 - Advising on securities | 2011-10-18 | 2019-06-03 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 1 - Dealing in securities | 2010-10-13 | 2010-10-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Boon Peng Ooi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.