Boon Peng Ooi

CE No. AWA047 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Boon Peng Ooi (), a licensed former licensee with CE reference AWA047. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Eastspring Investments (Hong Kong) Limited
瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務)
RO Type 1 — Dealing in securities 2019-06-03 2023-07-27
Eastspring Investments (Hong Kong) Limited
瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務)
RO Type 4 — Advising on securities 2019-06-03 2023-07-27
Eastspring Investments (Hong Kong) Limited
瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務)
RO Type 9 — Asset management 2019-06-03 2023-07-27
Eastspring Investments (Hong Kong) Limited
瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務)
Rep Type 9 — Asset management 2018-07-23 2019-06-03
Eastspring Investments (Hong Kong) Limited
瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務)
Rep Type 1 — Dealing in securities 2011-10-18 2019-06-03
Eastspring Investments (Hong Kong) Limited
瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務)
Rep Type 4 — Advising on securities 2011-10-18 2019-06-03
Eastspring Investments (Hong Kong) Limited
瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務)
Rep Type 1 — Dealing in securities 2010-10-13 2010-10-18

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