Paul Stewart Nicholls
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Stewart Nicholls ( ), a licensed former licensee with CE reference ARD920. This person has 11.6 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GL Advisors Hong Kong Limited |
Rep | Type 9 - Asset management | 2022-01-07 | 2026-01-14 |
| BFIN Private Advisors (Hong Kong) Limited |
RO | Type 1 - Dealing in securities | 2019-06-11 | 2020-11-23 |
| BFIN Private Advisors (Hong Kong) Limited |
RO | Type 4 - Advising on securities | 2019-06-11 | 2020-11-23 |
| Brookfield Advisors (Hong Kong) Limited |
RO | Type 1 - Dealing in securities | 2017-01-04 | 2018-11-30 |
| Brookfield Advisors (Hong Kong) Limited |
RO | Type 4 - Advising on securities | 2017-01-04 | 2018-11-30 |
| BFIN Private Advisors (Hong Kong) Limited |
RO | Type 6 - Advising on corporate finance | 2016-10-13 | 2019-11-07 |
| BFIN Private Advisors (Hong Kong) Limited |
RO | Type 1 - Dealing in securities | 2015-08-17 | 2017-11-30 |
| BFIN Private Advisors (Hong Kong) Limited |
RO | Type 4 - Advising on securities | 2015-08-17 | 2017-11-30 |
| Harmony Capital Partners Asia (HK) Limited |
RO | Type 9 - Asset management | 2010-07-27 | 2011-03-21 |
| Harmony Capital Partners Asia (HK) Limited |
Rep | Type 9 - Asset management | 2009-03-12 | 2010-07-27 |
| Pitt Capital Partners Asia Limited 保德金融有限公司 |
RO | Type 4 - Advising on securities | 2008-07-28 | 2008-11-21 |
| Pitt Capital Partners Asia Limited 保德金融有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-07-28 | 2008-11-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Paul Stewart Nicholls during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.