Stuart Mercier

CE No. BDH940 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stuart Mercier (), a licensed former licensee with CE reference BDH940. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Brookfield Advisors (Hong Kong) Limited
RO Type 1 — Dealing in securities 2017-05-22 2024-04-01
Brookfield Advisors (Hong Kong) Limited
RO Type 4 — Advising on securities 2017-05-22 2024-04-01
Brookfield Advisors (Hong Kong) Limited
Rep Type 1 — Dealing in securities 2017-03-06 2017-05-22
Brookfield Advisors (Hong Kong) Limited
Rep Type 4 — Advising on securities 2017-03-06 2017-05-22
BFIN Private Advisors (Hong Kong) Limited
RO Type 1 — Dealing in securities 2015-09-15 2017-01-16
BFIN Private Advisors (Hong Kong) Limited
RO Type 4 — Advising on securities 2015-09-15 2017-01-16
BFIN Private Advisors (Hong Kong) Limited
Rep Type 1 — Dealing in securities 2014-04-22 2015-09-15
BFIN Private Advisors (Hong Kong) Limited
Rep Type 4 — Advising on securities 2014-04-22 2015-09-15

Related