Pei Wei Wu
吳佩偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pei Wei Wu (吳佩偉), CE reference AUN391. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Substance Asset Management Limited 元實資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-04-19 | 2023-04-30 |
| Substance Asset Management Limited 元實資產管理有限公司 |
RO | Type 9 — Asset management | 2022-04-19 | 2023-04-30 |
| Substance Capital (HK) Limited 元實資本有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-28 | 2021-07-07 |
| Substance Capital (HK) Limited 元實資本有限公司 |
RO | Type 4 — Advising on securities | 2016-12-12 | 2022-09-28 |
| Substance Capital (HK) Limited 元實資本有限公司 |
RO | Type 9 — Asset management | 2016-12-12 | 2022-09-28 |
| Substance Capital (HK) Limited 元實資本有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-05 | 2016-12-12 |
| Substance Capital (HK) Limited 元實資本有限公司 |
Rep | Type 9 — Asset management | 2016-12-05 | 2016-12-12 |
| Maxcess Capital Limited 至成資本有限公司 |
RO | Type 4 — Advising on securities | 2016-01-14 | 2016-11-30 |
| Maxcess Capital Limited 至成資本有限公司 |
RO | Type 9 — Asset management | 2016-01-14 | 2016-11-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-15 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2010-01-15 | 2010-12-06 |