James Chen
陳捷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Chen (陳捷), a licensed former licensee with CE reference ATD586. This person has 3.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspen Hill Partners (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2011-01-27 | 2013-02-08 |
| Aspen Hill Partners (Hong Kong) Limited | RO | Type 9 - Asset management | 2011-01-27 | 2013-02-08 |
| Aspen Hill Partners (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2009-07-14 | 2011-01-27 |
| Aspen Hill Partners (Hong Kong) Limited | Rep | Type 9 - Asset management | 2009-07-14 | 2011-01-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.