James Chen
陳捷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Chen (陳捷), a licensed former licensee with CE reference ATD586. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspen Hill Partners (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2011-01-27 | 2013-02-08 |
| Aspen Hill Partners (Hong Kong) Limited |
RO | Type 9 — Asset management | 2011-01-27 | 2013-02-08 |
| Aspen Hill Partners (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2009-07-14 | 2011-01-27 |
| Aspen Hill Partners (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2009-07-14 | 2011-01-27 |