Ali Ka Lung Lau
劉嘉隆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ali Ka Lung Lau (劉嘉隆), a licensed former licensee with CE reference AAG484. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-31 | 2020-06-12 |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 4 — Advising on securities | 2018-10-31 | 2020-06-12 |
| United Securities Limited 團結證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-06 | 2018-06-22 |
| United Securities Limited 團結證券有限公司 |
RO | Type 4 — Advising on securities | 2017-07-06 | 2018-06-22 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-15 | 2017-06-29 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 4 — Advising on securities | 2016-11-15 | 2017-06-29 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-23 | 2016-11-15 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-23 | 2016-11-15 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-06-08 | 2016-05-30 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-04 | 2016-05-30 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-04 | 2016-05-30 |
| Seazen Resources Futures Limited 新城晉峰期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-24 | 2014-07-30 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-08-27 | 2012-03-22 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2009-08-27 | 2012-03-22 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 4 — Advising on securities | 2007-09-03 | 2012-03-22 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-08-13 | 2012-03-22 |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-24 | 2007-06-29 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-09-09 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-09-09 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-21 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-07-21 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-21 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-07-21 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-21 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-21 |