Kin San Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin San Lam (林建燊), a licensed Responsible Officer with CE reference ARE719. Currently licensed at 2 firm(s): Everest (Hong Kong) Securities Limited, Giga (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.6 years of SFC licence history. Total licence records on file: 26.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everest (Hong Kong) Securities Limited | RO | Type 1 - Dealing in securities | 2025-06-19 | present |
| Giga (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2023-05-15 | present |
| Giga (Hong Kong) Limited | RO | Type 9 - Asset management | 2023-05-15 | present |
| Vantum Asset Management Limited 壹號資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-04-21 | 2023-04-28 |
| Vantum Asset Management Limited 壹號資產管理有限公司 |
RO | Type 9 - Asset management | 2022-04-21 | 2023-04-28 |
| Vantum Asset Management Limited 壹號資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-03-08 | 2022-04-21 |
| Vantum Asset Management Limited 壹號資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-03-08 | 2022-04-21 |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
RO | Type 4 - Advising on securities | 2020-09-23 | 2022-02-19 |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
RO | Type 9 - Asset management | 2020-09-23 | 2022-02-19 |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-09-22 | 2020-09-23 |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
Rep | Type 9 - Asset management | 2020-09-22 | 2020-09-23 |
| ALTAIR CAPITAL LIMITED | RO | Type 4 - Advising on securities | 2016-11-03 | 2020-06-05 |
| ALTAIR CAPITAL LIMITED | RO | Type 9 - Asset management | 2016-11-03 | 2020-06-05 |
| Datang Financial Holding Co., Limited 大唐集團金融控股有限公司 |
RO | Type 4 - Advising on securities | 2015-11-11 | 2016-11-01 |
| Datang Financial Holding Co., Limited 大唐集團金融控股有限公司 |
RO | Type 9 - Asset management | 2015-11-11 | 2016-11-01 |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-28 | 2014-11-10 |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-28 | 2014-11-10 |
| Guodu Futures (Hong Kong) Limited 國都期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-12-04 | 2014-11-10 |
| Guodu Futures (Hong Kong) Limited 國都期貨(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2012-12-04 | 2014-11-10 |
| CCTIC International Limited 中誠國際資本有限公司 |
RO | Type 9 - Asset management | 2012-08-07 | 2014-11-10 |
| CCTIC International Limited 中誠國際資本有限公司 |
Rep | Type 9 - Asset management | 2012-06-21 | 2012-08-07 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
RO | Type 9 - Asset management | 2012-02-22 | 2012-05-11 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-06-09 | 2012-05-11 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-08-13 | 2011-06-09 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-23 | 2009-07-07 |
| CES International Commodities (HK) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-06-23 | 2009-07-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin San Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.