Wai Lun So
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Lun So (蘇煒綸), a licensed Responsible Officer with CE reference AXD705. Currently licensed at 2 firm(s): Everest (Hong Kong) Securities Limited, Giga (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.9 years of SFC licence history. Total licence records on file: 25.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everest (Hong Kong) Securities Limited | RO | Type 1 - Dealing in securities | 2026-03-31 | present |
| Giga (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2026-03-31 | present |
| Giga (Hong Kong) Limited | RO | Type 9 - Asset management | 2026-03-31 | present |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-11-15 | 2026-01-25 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2023-11-15 | 2026-01-25 |
| China Vered Securities Limited 中薇證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-03-06 | 2026-01-25 |
| China Vered Securities Limited 中薇證券有限公司 |
RO | Type 4 - Advising on securities | 2023-03-06 | 2026-01-25 |
| China Vered Securities Limited 中薇證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-05-08 | 2025-04-07 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-01-30 | 2020-05-08 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-04 | 2023-03-06 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-04 | 2023-11-15 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-04 | 2023-03-06 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-12-04 | 2023-11-15 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-26 | 2019-11-15 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
Rep | Type 9 - Asset management | 2019-08-26 | 2019-11-15 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-05-08 | 2019-11-15 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-28 | 2019-05-08 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 - Asset management | 2018-08-06 | 2018-12-31 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-18 | 2018-12-31 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-04-18 | 2018-12-31 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-18 | 2018-12-31 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-28 | 2017-05-11 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-04-28 | 2017-05-11 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-13 | 2016-04-05 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-04-13 | 2016-04-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Lun So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.