Zhaoqian Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhaoqian Wu (吳肇倩), a licensed Responsible Officer with CE reference BKO311. Currently licensed at 1 firm(s): Sigma Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.8 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sigma Capital Management Limited 眾和證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-12-24 | present |
| Sigma Capital Management Limited 眾和證券有限公司 |
RO | Type 4 - Advising on securities | 2021-12-24 | present |
| Sigma Capital Management Limited 眾和證券有限公司 |
RO | Type 9 - Asset management | 2021-12-24 | present |
| Sigma Capital Management Limited 眾和證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-10 | 2021-12-24 |
| Sigma Capital Management Limited 眾和證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-10 | 2021-12-24 |
| Sigma Capital Management Limited 眾和證券有限公司 |
Rep | Type 9 - Asset management | 2021-12-10 | 2021-12-24 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-07-14 | 2021-09-30 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-12-30 | 2021-09-30 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 4 - Advising on securities | 2020-12-30 | 2021-09-30 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 9 - Asset management | 2020-12-30 | 2021-09-30 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-28 | 2020-12-30 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-28 | 2020-12-30 |
| Oshidori Corporate Finance Limited 威華達融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-08-28 | 2021-09-30 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 9 - Asset management | 2017-08-28 | 2020-12-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhaoqian Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.