Ying Ye
叶穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Ye (叶穎), CE reference APU794. Currently licensed at 2 firm(s): Huafu International Securities Limited, Huafu International Finance Limited . Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huafu International Securities Limited 華福國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2026-01-19 | present |
| Huafu International Finance Limited 華福國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2026-01-19 | present |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-20 | 2024-08-14 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-20 | 2024-08-14 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-19 | 2017-12-18 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-07-19 | 2017-12-18 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-09 | 2016-07-19 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-03-09 | 2016-07-19 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-10 | 2016-02-05 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2014-08-12 | 2016-02-05 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-08-12 | 2016-02-05 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-12 | 2014-08-12 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-05-12 | 2014-08-12 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-15 | 2009-05-04 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-15 | 2009-05-04 |
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-15 | 2008-09-30 |