Gary Ming Tak Chan
陳明德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gary Ming Tak Chan (陳明德), CE reference AFU649. Total licence records on file: 31.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Hung Kai Capital Partners Limited |
Rep | Type 9 — Asset management | 2023-10-12 | 2024-09-24 |
| Sun Hung Kai Capital Partners Limited |
RO | Type 1 — Dealing in securities | 2023-10-12 | 2024-09-24 |
| Sun Hung Kai Capital Partners Limited |
Rep | Type 1 — Dealing in securities | 2023-06-19 | 2023-10-12 |
| Sun Hung Kai Capital Partners Limited |
Rep | Type 4 — Advising on securities | 2023-06-19 | 2024-09-24 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-03 | 2023-01-16 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-04 | 2023-01-16 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-04-04 | 2023-01-16 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-12 | 2019-04-04 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-02-12 | 2019-04-04 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-21 | 2018-09-14 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-21 | 2018-09-14 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-06-21 | 2018-09-14 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-07-27 | 2018-06-21 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2015-05-05 | 2018-06-21 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-05-05 | 2018-06-21 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-27 | 2015-05-05 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-03-27 | 2015-05-05 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-01 | 2014-12-10 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-08-01 | 2014-12-10 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-02-15 | 2013-04-09 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2011-07-18 | 2013-04-09 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-07-18 | 2013-04-09 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-16 | 2011-07-18 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-06-16 | 2011-07-18 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-17 | 2011-04-14 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-06-17 | 2011-04-14 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2005-06-17 | 2011-04-14 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-02-16 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-16 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-16 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-16 |