Kin Kan Ma
馬建勤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Kan Ma (馬建勤), a licensed former licensee with CE reference AIG559. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2011-06-13 | 2016-12-15 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 4 — Advising on securities | 2011-06-13 | 2016-12-15 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 9 — Asset management | 2011-06-13 | 2016-12-15 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2009-12-14 | 2015-01-28 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2009-12-14 | 2015-01-28 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-20 | 2012-06-07 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-08-20 | 2012-06-07 |
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2006-01-09 | 2008-08-09 |
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-01-09 | 2008-08-09 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-12 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-12 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2008-08-09 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-12 |