Tai Tin On
安大天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Tin On (安大天), a licensed former licensee with CE reference AXF637. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-26 | 2017-01-31 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2011-09-30 | 2017-01-31 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-09-30 | 2017-01-31 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-29 | 2011-09-30 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-04-29 | 2011-09-30 |