Hao Zou
鄒昊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hao Zou (鄒昊), a licensed former licensee with CE reference ASM068. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-03-21 | 2019-06-12 |
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
RO | Type 4 — Advising on securities | 2018-03-21 | 2019-06-12 |
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
RO | Type 9 — Asset management | 2018-03-21 | 2019-06-12 |
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-24 | 2018-03-21 |
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-24 | 2018-03-21 |
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
Rep | Type 9 — Asset management | 2017-08-24 | 2018-03-21 |
| Zhongrong International Capital Management Limited 中融國際資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-16 | 2016-12-23 |
| Zhongrong International Capital Management Limited 中融國際資本管理有限公司 |
Rep | Type 9 — Asset management | 2016-03-16 | 2016-12-23 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-13 | 2015-12-28 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-14 | 2015-12-28 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-04-14 | 2015-12-28 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-02-25 | 2010-02-18 |