Wai Ling Chu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ling Chu (朱慧玲), a licensed Representative with CE reference APG292. Currently licensed at 1 firm(s): Forthright Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 15.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-02-09 | present |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-02-09 | present |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-11-22 | 2025-07-03 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-11-22 | 2025-07-03 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-27 | 2022-04-01 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-01-27 | 2022-04-01 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-08-04 | 2014-11-10 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-07 | 2014-11-10 |
| Shenyin Wanguo Online Broker (H.K.) Limited 申銀萬國網上證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-23 | 2009-05-19 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-16 | 2009-05-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ling Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.