Wai Yan Ng
吳衛欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yan Ng (吳衛欣), a licensed former licensee with CE reference AVD093. This person has 13.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-13 | 2023-11-03 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-08-13 | 2023-11-03 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-03 | 2013-08-12 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-03 | 2013-08-12 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-04 | 2011-04-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Yan Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.