Kin Chung Wu
胡健聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Chung Wu (胡健聰), a licensed former licensee with CE reference AQE292. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-17 | 2021-05-14 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-02-17 | 2021-05-14 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-11 | 2015-02-10 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-11 | 2015-02-10 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2013-06-11 | 2015-02-10 |
| CASH Asset Management Limited 時富資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-12-14 | 2013-05-05 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-19 | 2013-05-05 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-12-19 | 2013-05-05 |