Chung Ming Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Ming Wong (黃仲明), a licensed Responsible Officer with CE reference AEE549. Currently licensed at 2 firm(s): China Industrial Securities International Futures Limited, China Industrial Securities International Brokerage Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.4 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2015-07-03 | present |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-02-11 | present |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-25 | 2015-02-11 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-11-25 | 2015-07-03 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-12 | 2014-11-17 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-09-12 | 2014-11-17 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-11-22 | 2008-03-03 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-03-03 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-27 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-27 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-08 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chung Ming Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.