Kin Leung Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Leung Chan (陳建良), a licensed Responsible Officer with CE reference APC074. Currently licensed at 1 firm(s): Victory Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.5 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-01-31 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 4 - Advising on securities | 2021-11-24 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 9 - Asset management | 2021-11-24 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-27 | 2021-11-24 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 - Asset management | 2021-08-27 | 2021-11-24 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2020-07-21 | 2021-08-11 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2020-07-21 | 2021-08-11 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-18 | 2020-07-21 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-06-18 | 2020-07-21 |
| YUANYIN SECURITIES LIMITED 原銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-12-04 | 2020-06-02 |
| YUANYIN ASSET MANAGEMENT LIMITED 原銀資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-08-07 | 2020-06-02 |
| YUANYIN ASSET MANAGEMENT LIMITED 原銀資產管理有限公司 |
RO | Type 9 - Asset management | 2018-08-07 | 2020-06-02 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-13 | 2017-12-31 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-09-13 | 2017-12-31 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 4 - Advising on securities | 2016-09-02 | 2017-02-28 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 9 - Asset management | 2016-09-02 | 2017-02-28 |
| KTF Capital Management Limited 金石同方資本管理有限公司 |
RO | Type 4 - Advising on securities | 2011-10-31 | 2013-08-31 |
| KTF Capital Management Limited 金石同方資本管理有限公司 |
RO | Type 9 - Asset management | 2011-10-31 | 2013-08-31 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-01 | 2011-06-16 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2010-03-01 | 2011-06-16 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 9 - Asset management | 2010-03-01 | 2011-06-16 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-02-02 | 2010-03-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-02-02 | 2010-03-01 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 4 - Advising on securities | 2008-07-10 | 2010-01-16 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 9 - Asset management | 2008-07-10 | 2010-01-16 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-17 | 2008-07-10 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 - Asset management | 2007-07-17 | 2008-07-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Leung Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.