Bruce Bailey Warden

CE No. AOX422 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bruce Bailey Warden, a licensed former licensee with CE reference AOX422. This person has 4.1 years of SFC licence history. Total licence records on file: 1.

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Licence history

FirmRoleRegulated activityFromTo
CLSA Research Limited
里昂證券投資研究有限公司		 Rep Type 4 - Advising on securities 2007-05-21 2011-07-11

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Bruce Bailey Warden during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Heung Yik Leung CLSA Research Limited 2007–2011
Edmund Hugh Bradley CLSA Research Limited 2007–2011
Wai Lok Man CLSA Research Limited 2007–2011
Christopher James Russell Wood CLSA Research Limited 2007–2011
Charles Anthony Yonts CLSA Research Limited 2007–2011
Ming-Kai Cheng CLSA Research Limited 2007–2011
Tien Chu CLSA Research Limited 2007–2011
Amar Singh Gill CLSA Research Limited 2007–2011
Paul Conor McKenzie CLSA Research Limited 2007–2011
Simon Philip Powell CLSA Research Limited 2007–2011
Francis Yiu Cheong Cheung CLSA Research Limited 2007–2011
Nicholas Willoughby Cashmore CLSA Research Limited 2007–2011
Chia-Chi Chen CLSA Research Limited 2007–2011
Chao-Kang Cheng CLSA Research Limited 2007–2011
Andrew Tasman Driscoll CLSA Research Limited 2007–2011
Aaron Alexander Fischer CLSA Research Limited 2007–2011
William James Angus Graham CLSA Research Limited 2007–2011
James Scott Laprise CLSA Research Limited 2007–2011
James Thomas Moss CLSA Research Limited 2007–2011
Soraphob Panpiemras CLSA Research Limited 2007–2011
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