Ming-Kai Cheng

鄭名凱
CE No. AML921 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming-Kai Cheng (鄭名凱), a licensed former licensee with CE reference AML921. This person has 7.6 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司		 Rep Type 1 - Dealing in securities 2009-07-02 2013-08-05
CLSA Research Limited
里昂證券投資研究有限公司		 Rep Type 4 - Advising on securities 2006-08-21 2011-08-01
CLSA Research Limited
里昂證券投資研究有限公司		 Rep Type 4 - Advising on securities 2005-09-16 2006-05-04

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming-Kai Cheng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Heung Yik Leung CLSA Research Limited 2005–2011
Edmund Hugh Bradley CLSA Research Limited 2005–2011
Wai Lok Man CLSA Research Limited 2005–2011
Christopher James Russell Wood CLSA Research Limited 2005–2011
Amar Singh Gill CLSA Research Limited 2005–2011
Paul Conor McKenzie CLSA Research Limited 2005–2011
Francis Yiu Cheong Cheung CLSA Research Limited 2005–2011
Nicholas Willoughby Cashmore CLSA Research Limited 2005–2011
Andrew Tasman Driscoll CLSA Research Limited 2005–2011
Aaron Alexander Fischer CLSA Research Limited 2005–2011
William James Angus Graham CLSA Research Limited 2005–2011
Daniel Johannes Schutte CLSA Research Limited 2005–2011
Anthony John Cooper Wilkinson CLSA Research Limited 2005–2011
Christopher Michael Lobello CLSA Research Limited 2005–2011
Simon Philip Powell CLSA Research Limited 2006–2011
Yim Wong CLSA Research Limited 2006–2011
Ting Sze Tsoi CLSA Research Limited 2005–2010
Kwok Chu Lee CLSA Research Limited 2005–2010
James Scott Laprise CLSA Research Limited 2007–2011
Chia-Chi Chen CLSA Research Limited 2007–2011
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