Nicholas Willoughby Cashmore
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Willoughby Cashmore ( ), a licensed former licensee with CE reference ALL246. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-12 | 2012-01-24 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-16 | 2007-02-01 |