Southlake Fund Management (Hong Kong) Limited
嵐湖基金管理(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Southlake Fund Management (Hong Kong) Limited (嵐湖基金管理(香港)有限公司), CE reference BIT424. Currently licensed for regulated activity type(s) 4, 9. Current licensed staff on file: 6.
Registered address
Room 1004, 10/F, New World Tower I, 16-18 Queen's Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2023-11-06 | present |
| Type 9 — Asset management | 2017-06-27 | present |
Licensed staff (all-time) (13)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Lap Kwan Lau 劉立君 | RO 9 | 2017-06 | 2022-08 |
| Heng (SFC:BTT086) Li 李恒 | RO 9 Rep 9 | 2023-07 | Present |
| Ziyu (SFC:AMZ320) Li 李梓禺 | RO 9 | 2022-10 | 2023-02 |
| Tao Liao 廖韜 | RO 4, 9 | 2023-03 | Present |
| Hok Wang Ma 馬學泓 | RO 9 | 2018-05 | 2019-01 |
| Shangcai Su 蘇尚才 | RO 4, 9 | 2022-08 | Present |
| Tak Lung Wu 吳德龍 | RO 9 | 2017-06 | 2022-10 |
| Chi Ho (SFC:BMB260) Chan 陳智浩 | Rep 9 | 2018-02 | 2019-01 |
| Tianzhu Chen 陳天柱 | Rep 9 | 2023-05 | Present |
| Mang Kwan Law 羅孟君 | Rep 9 | 2020-10 | 2020-11 |
| Shangqing Su 苏尚清 | Rep 9 | 2022-10 | Present |
| Wei Ting Tsai 蔡韋葶 | Rep 9 | 2018-04 | 2018-08 |
| Yawen Wang 王雅文 | Rep 4, 9 | 2024-08 | Present |
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