Kai Yan Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yan Li, a licensed former licensee with CE reference BSJ668. This person has 1.0 year of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Awaken Thunder Capital Limited 春雷資本有限公司 |
Rep | Type 1 - Dealing in securities | 2024-12-13 | 2025-11-07 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
Rep | Type 4 - Advising on securities | 2024-12-13 | 2025-11-07 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
Rep | Type 9 - Asset management | 2024-12-13 | 2025-11-07 |
| Transpac Capital Limited 匯亞資金管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-07-19 | 2022-08-15 |
| Transpac Capital Limited 匯亞資金管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-07-19 | 2022-08-15 |
| Transpac Capital Limited 匯亞資金管理有限公司 |
Rep | Type 9 - Asset management | 2022-07-19 | 2022-08-15 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Yan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ho Ping Chan | Awaken Thunder Capital Limited | 2024–2025 |
| Chi Cheong Cheng | Awaken Thunder Capital Limited | 2024–2025 |
| Benjamin Tsi Bun Lee | Awaken Thunder Capital Limited | 2024–2025 |
| Xiaoming Ding | Awaken Thunder Capital Limited | 2024–2025 |
| Shuai Wang | Awaken Thunder Capital Limited | 2024–2025 |
| Pui Shan Chen | Awaken Thunder Capital Limited | 2025 |
| Mang Kwan Law | Awaken Thunder Capital Limited | 2024–2025 |
| Shuyong Wei | Awaken Thunder Capital Limited | 2025 |
| Man Wai Yeung | Transpac Capital Limited | 2022 |
| Christopher Ka Cheong Leong | Transpac Capital Limited | 2022 |
| Adrian Chin Pang Woo | Transpac Capital Limited | 2022 |