How Phuang Goh
吳浩藩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for How Phuang Goh (吳浩藩), a licensed former licensee with CE reference ALU196. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-06-26 | 2011-07-23 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2007-06-26 | 2011-07-23 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-03-28 | 2007-06-08 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2006-10-17 | 2006-11-17 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-03-10 | 2005-06-10 |