Brian Chun Kong Lui
雷振江
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Chun Kong Lui (雷振江), a licensed former licensee with CE reference AKL706. This person has 14.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chartwell Capital Limited 大正資本有限公司 |
Rep | Type 4 - Advising on securities | 2019-07-03 | 2019-12-31 |
| Chartwell Capital Limited 大正資本有限公司 |
Rep | Type 9 - Asset management | 2019-07-03 | 2019-12-31 |
| Chartwell Capital Limited 大正資本有限公司 |
RO | Type 4 - Advising on securities | 2008-11-21 | 2019-07-03 |
| Chartwell Capital Limited 大正資本有限公司 |
RO | Type 9 - Asset management | 2008-02-05 | 2019-07-03 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-09-02 | 2006-09-01 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-27 | 2006-09-01 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-04-27 | 2006-09-01 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-04-27 | 2006-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Brian Chun Kong Lui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.