Brian Chun Kong Lui
雷振江
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Chun Kong Lui (雷振江), a licensed former licensee with CE reference AKL706. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chartwell Capital Limited 大正資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-03 | 2019-12-31 |
| Chartwell Capital Limited 大正資本有限公司 |
Rep | Type 9 — Asset management | 2019-07-03 | 2019-12-31 |
| Chartwell Capital Limited 大正資本有限公司 |
RO | Type 4 — Advising on securities | 2008-11-21 | 2019-07-03 |
| Chartwell Capital Limited 大正資本有限公司 |
RO | Type 9 — Asset management | 2008-02-05 | 2019-07-03 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-09-02 | 2006-09-01 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-27 | 2006-09-01 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-04-27 | 2006-09-01 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-04-27 | 2006-09-01 |