Vera Ka Yi Lau
劉嘉怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vera Ka Yi Lau (劉嘉怡), a licensed former licensee with CE reference AQW236. This person has 14.2 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Clearstream Fund Centre (Hong Kong) Limited 明訊基金服務平台(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-18 | 2026-02-25 |
| Clearstream Fund Centre (Hong Kong) Limited 明訊基金服務平台(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-18 | 2026-02-25 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-11 | 2023-09-11 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-11 | 2023-09-11 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-06-11 | 2023-09-11 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-17 | 2018-02-26 |
| JF International Management Inc. | Rep | Type 4 - Advising on securities | 2016-10-17 | 2018-02-26 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2016-10-17 | 2018-02-26 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-17 | 2018-02-26 |
| JF International Management Inc. | Rep | Type 9 - Asset management | 2016-10-17 | 2018-02-26 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2016-10-17 | 2018-02-26 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2016-10-17 | 2018-02-26 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-13 | 2016-09-30 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-13 | 2016-09-30 |
| RCM Asia Pacific Limited | Rep | Type 1 - Dealing in securities | 2011-07-07 | 2013-05-11 |
| RCM Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2011-07-07 | 2013-05-11 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-13 | 2009-07-24 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2009-02-13 | 2009-07-24 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-18 | 2009-01-22 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2008-04-18 | 2009-01-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vera Ka Yi Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.