Henry S D'Auria
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry S D'Auria ( ), a licensed former licensee with CE reference ARU736. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-29 | 2015-06-10 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-11 | 2008-11-13 |