Michael Hoi Ngai Kwan
關鎧毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Hoi Ngai Kwan (關鎧毅), CE reference ANT542. Currently licensed at 1 firm(s): Forthright Securities Company Limited. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-06-11 | present |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-06-11 | present |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-23 | 2023-12-20 |
| Ark Futures (Hong Kong) Limited 同舟期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-09-23 | 2023-12-20 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-25 | 2023-12-20 |
| Ark Futures (Hong Kong) Limited 同舟期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-10-25 | 2023-12-20 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-24 | 2018-02-24 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-06-24 | 2018-02-24 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-08-05 | 2014-06-07 |
| CES Forex (HK) Limited 光證外匯(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-10-12 | 2013-07-27 |
| CES Commodities (HK) Limited 光證期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-16 | 2011-12-04 |
| CES Forex (HK) Limited 光證外匯(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-03-16 | 2011-12-04 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-06-01 | 2010-12-14 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-02-24 | 2010-05-17 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-10-02 | 2009-09-17 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-08-08 | 2006-10-03 |