Sau Ha Pun
潘秀霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Ha Pun (潘秀霞), a licensed former licensee with CE reference AGP636. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-28 | 2024-03-30 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 - Dealing in securities | present | 2003-07-28 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-07-28 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-07-28 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-07-28 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 9 - Asset management | present | 2003-07-28 |