Kai Sui Ng
吳繼萃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Sui Ng (吳繼萃), a licensed former licensee with CE reference AEL844. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-20 | 2025-03-18 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-03 | 2008-07-22 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 - Dealing in securities | 2003-11-17 | 2008-07-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-06-11 | 2003-10-20 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2003-05-12 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-05-12 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-05-12 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-05-12 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 9 - Asset management | present | 2003-05-12 |