Wen-Tzen Lim
林紋正
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen-Tzen Lim (林紋正), a licensed former licensee with CE reference ALN484. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2019-08-09 | 2020-06-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2019-08-09 | 2020-06-01 |
| TRG Management Hong Kong Limited |
Rep | Type 9 — Asset management | 2016-09-28 | 2018-02-12 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-29 | 2016-09-24 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-03-29 | 2016-09-24 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-03-29 | 2016-09-24 |
| Lombard/Apic (HK) Limited 隆博亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-14 | 2007-06-30 |
| Lombard/Apic (HK) Limited 隆博亞洲投資有限公司 |
Rep | Type 9 — Asset management | 2005-01-14 | 2007-06-30 |