Wen-Tzen Lim
林紋正
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen-Tzen Lim (林紋正), a licensed former licensee with CE reference ALN484. This person has 11.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2019-08-09 | 2020-06-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 - Advising on securities | 2019-08-09 | 2020-06-01 |
| TRG Management Hong Kong Limited | Rep | Type 9 - Asset management | 2016-09-28 | 2018-02-12 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-29 | 2016-09-24 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-03-29 | 2016-09-24 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-03-29 | 2016-09-24 |
| Lombard/Apic (HK) Limited 隆博亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2005-01-14 | 2007-06-30 |
| Lombard/Apic (HK) Limited 隆博亞洲投資有限公司 |
Rep | Type 9 - Asset management | 2005-01-14 | 2007-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wen-Tzen Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.