Michael James Wheeler
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael James Wheeler, a licensed former licensee with CE reference AGJ507. This person has 4.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABN AMRO Clearing Hong Kong Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-12-29 |
| ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2007-12-29 |
| ABN AMRO Clearing Hong Kong Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-12-20 |
| ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-12-20 |
| ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-03-03 |
| ABN AMRO Clearing Hong Kong Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-03-03 |
| ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-12-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael James Wheeler during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.