Wai Wan Ting
丁慧雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Wan Ting (丁慧雲), a licensed former licensee with CE reference ABS171. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huaxin Futures Limited 華信期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-11-10 | 2017-09-08 |
| Wakestar Advisors Limited 基閾顧問有限公司 |
RO | Type 9 — Asset management | 2010-12-15 | 2011-12-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-12 | 2010-12-01 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-12-12 | 2010-12-01 |
| CES International Commodities (HK) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-12-12 | 2010-12-01 |
| ABN AMRO Clearing Hong Kong Limited |
Rep | Type 1 — Dealing in securities | present | 2007-04-30 |
| ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | present | 2007-04-30 |
| ABN AMRO Clearing Hong Kong Limited |
Rep | Type 4 — Advising on securities | present | 2005-02-15 |
| ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-02-15 |
| ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | Type 7 — Providing automated trading services | present | 2005-03-03 |
| ABN AMRO Clearing Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | present | 2005-03-03 |
| ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | Type 9 — Asset management | present | 2005-02-15 |