Wai Wan Ting

丁慧雲
CE No. ABS171 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Wan Ting (丁慧雲), a licensed former licensee with CE reference ABS171. This person has 8.9 years of SFC licence history. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
Huaxin Futures Limited
華信期貨有限公司
RO Type 2 - Dealing in futures contracts 2015-11-10 2017-09-08
Wakestar Advisors Limited
基閾顧問有限公司
RO Type 9 - Asset management 2010-12-15 2011-12-31
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 1 - Dealing in securities 2008-12-12 2010-12-01
CES Commodities (HK) Limited
光證期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2008-12-12 2010-12-01
CES International Commodities (HK) Limited Rep Type 2 - Dealing in futures contracts 2008-12-12 2010-12-01
ABN AMRO Clearing Hong Kong Limited Rep Type 1 - Dealing in securities Pre-2003 2007-04-30
ABN AMRO Clearing (Futures) Hong Kong Limited Rep Type 2 - Dealing in futures contracts Pre-2003 2007-04-30
ABN AMRO Clearing Hong Kong Limited Rep Type 4 - Advising on securities Pre-2003 2005-02-15
ABN AMRO Clearing (Futures) Hong Kong Limited Rep Type 5 - Advising on futures contracts Pre-2003 2005-02-15
ABN AMRO Clearing (Futures) Hong Kong Limited Rep Type 7 - Providing automated trading services Pre-2003 2005-03-03
ABN AMRO Clearing Hong Kong Limited Rep Type 7 - Providing automated trading services Pre-2003 2005-03-03
ABN AMRO Clearing (Futures) Hong Kong Limited Rep Type 9 - Asset management Pre-2003 2005-02-15

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