Wai Tat Louie
呂煒達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Tat Louie (呂煒達), a licensed former licensee with CE reference AML272. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-13 | 2008-09-03 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-02-13 | 2008-09-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-02-13 | 2008-09-03 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-03 | 2007-02-05 |
| East Asia Futures Limited 東亞期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-05-03 | 2007-02-05 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-17 | 2006-04-11 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-03-17 | 2006-04-11 |
| ABN AMRO Clearing Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2005-10-19 | 2006-01-10 |
| ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2005-10-19 | 2006-01-10 |