Wai Yee Liu
廖慧儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yee Liu (廖慧儀), a licensed former licensee with CE reference AIR772. This person has 3.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABN AMRO Financial Products Limited | RO | Type 1 - Dealing in securities | 2006-02-07 | 2006-11-01 |
| ABN AMRO Financial Products Limited | Rep | Type 1 - Dealing in securities | 2005-03-01 | 2006-02-07 |
| ABN AMRO (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-29 |
| ABN AMRO (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-23 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Yee Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Nicholas Howard Yao | ABN AMRO (Hong Kong) Limited | 2003–2005 |
| Steve Chun Yin Yeung | ABN AMRO (Hong Kong) Limited | 2003–2005 |
| Chuen Lim | ABN AMRO (Hong Kong) Limited | 2003–2005 |
| Wing Fat Tse | ABN AMRO (Hong Kong) Limited | 2003–2005 |
| Rex Josephat Wong | ABN AMRO (Hong Kong) Limited | 2003–2005 |
| Samuel Man Fat Lee | ABN AMRO (Hong Kong) Limited | 2003–2004 |
| Robert Grant MacPherson | ABN AMRO (Hong Kong) Limited | 2003–2004 |
| Chi Hoi Chiu | ABN AMRO Financial Products Limited | 2005–2006 |
| Kwok Cheung Tam | ABN AMRO Financial Products Limited | 2005–2006 |
| Mark Levison Beames | ABN AMRO (Hong Kong) Limited | 2003 |
| Sze Man Lo | ABN AMRO Financial Products Limited | 2006 |
| Pang Teck Yong | ABN AMRO Financial Products Limited | 2005–2006 |
| Hera Sze Wan Lo | ABN AMRO Financial Products Limited | 2006 |
| Kai Wing Tse | ABN AMRO Financial Products Limited | 2006 |
| Gerald Chi Shing Yip | ABN AMRO Financial Products Limited | 2006 |