Alistair John Barrie Griffin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alistair John Barrie Griffin, a licensed former licensee with CE reference ABX134. This person has 18.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pemberton Investments (Hong Kong) Limited | RO | Type 9 - Asset management | 2010-04-08 | 2022-06-30 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2009-09-12 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2009-09-12 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2009-09-12 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2009-09-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alistair John Barrie Griffin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.