Piers Aidan Litherland

CE No. AAC679 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Piers Aidan Litherland, a licensed former licensee with CE reference AAC679. This person has 8.8 years of SFC licence history. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
JPMorgan Asset Management (Japan) Limited RO Type 4 - Advising on securities 2006-07-18 2011-03-31
JPMorgan Asset Management (Japan) Limited RO Type 5 - Advising on futures contracts 2006-07-18 2011-03-31
JPMorgan Asset Management (Japan) Limited RO Type 9 - Asset management 2006-07-18 2011-03-31
JPMorgan Asset Management (Asia Pacific) Limited RO Type 2 - Dealing in futures contracts 2006-02-16 2012-01-19
JPMorgan Asset Management (Asia Pacific) Limited RO Type 1 - Dealing in securities 2004-11-19 2012-01-19
JPMorgan Asset Management (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2003-04-28 2004-11-19
JF International Management Inc. RO Type 4 - Advising on securities Pre-2003 2012-01-19
JPMorgan Asset Management (Asia Pacific) Limited RO Type 4 - Advising on securities Pre-2003 2012-01-19
JPMorgan Asset Management (Asia Pacific) Limited RO Type 5 - Advising on futures contracts Pre-2003 2012-01-19
JF International Management Inc. RO Type 6 - Advising on corporate finance Pre-2003 2004-11-19
JPMorgan Asset Management (Asia Pacific) Limited RO Type 6 - Advising on corporate finance Pre-2003 2004-11-19
JF International Management Inc. RO Type 9 - Asset management Pre-2003 2012-01-19
JPMorgan Asset Management (Asia Pacific) Limited RO Type 9 - Asset management Pre-2003 2012-01-19

Related