Piers Aidan Litherland
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Piers Aidan Litherland ( ), CE reference AAC679. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Asset Management (Japan) Limited |
RO | Type 4 — Advising on securities | 2006-07-18 | 2011-03-31 |
| JPMorgan Asset Management (Japan) Limited |
RO | Type 5 — Advising on futures contracts | 2006-07-18 | 2011-03-31 |
| JPMorgan Asset Management (Japan) Limited |
RO | Type 9 — Asset management | 2006-07-18 | 2011-03-31 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 2 — Dealing in futures contracts | 2006-02-16 | 2012-01-19 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2004-11-19 | 2012-01-19 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2003-04-28 | 2004-11-19 |
| JF International Management Inc. | RO | Type 4 — Advising on securities | present | 2012-01-19 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 4 — Advising on securities | present | 2012-01-19 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 5 — Advising on futures contracts | present | 2012-01-19 |
| JF International Management Inc. | RO | Type 6 — Advising on corporate finance | present | 2004-11-19 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | present | 2004-11-19 |
| JF International Management Inc. | RO | Type 9 — Asset management | present | 2012-01-19 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 9 — Asset management | present | 2012-01-19 |