David Andrew Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Andrew Smith ( ), a licensed former licensee with CE reference AJM784. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JF International Management Inc. | Rep | Type 4 — Advising on securities | 2004-02-25 | 2010-08-25 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2004-02-25 | 2010-08-25 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 — Advising on futures contracts | 2004-02-25 | 2010-08-25 |
| JF International Management Inc. | Rep | Type 9 — Asset management | 2004-02-25 | 2010-08-25 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2004-02-25 | 2010-08-25 |