David Andrew Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Andrew Smith, a licensed former licensee with CE reference AJM784. This person has 6.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JF International Management Inc. | Rep | Type 4 - Advising on securities | 2004-02-25 | 2010-08-25 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2004-02-25 | 2010-08-25 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 - Advising on futures contracts | 2004-02-25 | 2010-08-25 |
| JF International Management Inc. | Rep | Type 9 - Asset management | 2004-02-25 | 2010-08-25 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2004-02-25 | 2010-08-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Andrew Smith during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.